Dan Rotta, a Brazilian-American businessman charged with dodging U.S. taxes for decades…
Browsing Tag
Law and legal issues
12 posts
Morgan Stanley suit isn’t about money, billionaire Mike Ashley says
Retail tycoon Mike Ashley says his lawsuit against Morgan Stanley is in…
TD Bank to pay $15.9 million over duplicate NSF fees
TD Bank has agreed to pay more than $15.9 million Canadian dollars…
Bankman-Fried struggles on stand in rare dress rehearsal before testimony
Former FTX CEO Sam Bankman-Fried’s team is trying to show that many…
Wells Fargo-SEC settlement on advisory fees underscores M&A challenges
Wells Fargo overcharged nearly 11,000 accounts about $26.8 million in advisory fees…
Change Lending loses federal certification for non-QM originations
Non-bank originator Change Lending has apparently lost a certification by the U.S.…
U.S. Bancorp’s CEO, other top officials sued over unauthorized accounts
U.S. Bancorp CEO Andy Cecere is among the defendants in a shareholder…
Directors of failed Chicago bank plead guilty to conspiracy
William Mahon, George Kozdemba and Janice Weston conspired to falsify bank records shared…
Wells Fargo, BNP to pay millions in U.S. fines in WhatsApp probes
Wells Fargo and BNP Paribas will pay millions of dollars in penalties…
FHFA rule change could expand the number of suspended counterparties
The Federal Housing Finance Administration is looking to make it easier to…
Frank founder Charlie Javice says JPMorgan documents will exonerate her
Charlie Javice was charged criminally in April in Manhattan federal court, where she faces…
Chapter 3: Heads in the sand
In July 2011, Wells Fargo agreed to pay an $85 million fine…