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Tag: U.S. Securities and Exchange Commission

IPO market’s red-hot year has been cooled by the shutdown and more caution among investors

November 23, 2025November 23, 2025 · Business

NEW YORK (AP) — A strong year for initial public offerings on Wall Street has fizzled out due to the government shutdown and a cautious turn by investors.…

Read more IPO market’s red-hot year has been cooled by the shutdown and more caution among investors

Top Wall St regulator says he will review White House call for layoff plans

September 25, 2025September 25, 2025 · US News

WASHINGTON (Reuters) -The head of the U.S. Securities and Exchange Commission said on Thursday he had yet to review a call from the White House for mass layoffs…

Read more Top Wall St regulator says he will review White House call for layoff plans
OpenAI whistleblowers ask SEC to investigate the company’s non-disclosure agreements with employees

OpenAI whistleblowers ask SEC to investigate the company’s non-disclosure agreements with employees

July 17, 2024July 25, 2024 · Technology

NEW YORK (AP) — OpenAI whistleblowers have filed a complaint with the Securities and Exchange Commission and asked the agency to investigate whether the ChatGPT maker illegally restricted…

Read more OpenAI whistleblowers ask SEC to investigate the company’s non-disclosure agreements with employees
Berkshire Hathaway buys Occidental Petroleum shares worth about 8.7 million

Berkshire Hathaway buys Occidental Petroleum shares worth about $588.7 million

December 13, 2023December 13, 2023 · Business

(Reuters) – Berkshire Hathaway has acquired nearly 10.5 million shares of Occidental Petroleum so far this week for about $588.7 million, according to a filing at the U.S.…

Read more Berkshire Hathaway buys Occidental Petroleum shares worth about $588.7 million
Expert Gives Ripple The ‘Royal Flush’ In Potential Settlement With SEC – Here’s Why | Bitcoinist.com

Expert Gives Ripple The ‘Royal Flush’ In Potential Settlement With SEC – Here’s Why | Bitcoinist.com

October 22, 2023October 22, 2023 · Cryptocurrency

Investment expert and seasoned author Linda P. Jones recently weighed in on the ongoing legal showdown between Ripple and the United States Securities and Exchange Commission. The financial…

Read more Expert Gives Ripple The ‘Royal Flush’ In Potential Settlement With SEC – Here’s Why | Bitcoinist.com
Binance mishandled funds and violated securities laws, according to SEC lawsuit

Binance mishandled funds and violated securities laws, according to SEC lawsuit

June 5, 2023June 9, 2023 · Technology

WASHINGTON (AP) — The world’s largest cryptocurrency exchange Binance and its founder Changpeng Zhao are accused of misusing investor funds, operating as an unregistered exchange and violating a…

Read more Binance mishandled funds and violated securities laws, according to SEC lawsuit
Elon Musk sells .58B worth of Tesla stock, purpose unknown

Elon Musk sells $3.58B worth of Tesla stock, purpose unknown

December 14, 2022December 14, 2022 · US News

DETROIT — Elon Musk sold another $3.58 billion worth of Tesla stock this week, but it wasn’t clear where the proceeds were being spent. The Tesla CEO, and…

Read more Elon Musk sells $3.58B worth of Tesla stock, purpose unknown
FTX founder charged in scheme to defraud crypto investors

FTX founder charged in scheme to defraud crypto investors

December 13, 2022December 13, 2022 · Technology

NEW YORK — The U.S. government charged Samuel Bankman-Fried, the founder and former CEO of cryptocurrency exchange FTX, with a host of financial crimes on Tuesday, alleging he…

Read more FTX founder charged in scheme to defraud crypto investors
SEC charges former FTX CEO with defrauding crypto investors

SEC charges former FTX CEO with defrauding crypto investors

December 13, 2022December 13, 2022 · Finance

NEW YORK — The U.S. Securities and Exchange Commission has charged the former CEO of failed cryptocurrency firm FTX with orchestrating a scheme to defraud investors. An SEC…

Read more SEC charges former FTX CEO with defrauding crypto investors
Crypto exchange giant FTX collapses, files for bankruptcy

Crypto exchange giant FTX collapses, files for bankruptcy

November 11, 2022November 11, 2022 · Finance

NEW YORK — It took less than a week for FTX to go from the third-largest cryptocurrency exchange in the world to bankruptcy court. The embattled cryptocurrency exchange,…

Read more Crypto exchange giant FTX collapses, files for bankruptcy
Crypto exchange giant FTX collapses, files for bankruptcy

Embattled crypto exchange FTX files for bankruptcy

November 11, 2022November 11, 2022 · Technology

NEW YORK — It took less than a week for FTX to go from the third-largest cryptocurrency exchange in the world to bankruptcy court. The embattled cryptocurrency exchange,…

Read more Embattled crypto exchange FTX files for bankruptcy
Executives could forfeit some compensation under new rule

Executives could forfeit some compensation under new rule

October 26, 2022October 26, 2022 · Breaking News

Securities regulators wants to make sure publicly traded companies recover any executive compensation that’s awarded based on financial statements that are found to contain errors. The Securities and…

Read more Executives could forfeit some compensation under new rule
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